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CORNERSTONES
OF INFORMATION WARFARE
FOREWORD
As information systems permeate our military and civilian lives,
we are crossing a new frontier - the Information Age. it will
define the 21 st century and influence all we do as an air force.
Information Warfare has become central to the way nations fight
wars, and will be critical to Air Force operations in the 21 st
century. This means, of course, that today we must invest in our
people, planning, equipment, and research so our ambitions can
become reality. We will involve every Air Force person in this
effort, generating a wave of momentum that will carry us into
the next millennium.
Information Warfare is not the exclusive domain of the Air Force,
or any other service. information technology advances will make
dramatic changes in how this nation fights wars in the future.
They will allow a commander's vision and view of the battlespace
to be shared at the lowest level. Because of this, every practitioner
of the profession of arms has a responsibility to understand the
impact of information warfare on their service. From our unique
perspectives as soldier, sailor, marine, or airman, we can then
forge a common understanding of how to use information warfare
to enhance joint warfighting capabilities.
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| Ronald R. Fogleman |
Sheila E. Widnall |
| General, USAF |
Secretary of the Air Force |
| Chief of Staff |
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CORNERSTONES OF INFORMATION WARFARE
The competition for information is as old as human conflict.
it is virtually a defining characteristic of humanity. Nations,
corporations, and individuals each seek to increase and protect
their own store of information while trying to limit and penetrate
the adversary's. Since around 1970, there have been extraordinary
improvements in the technical means of collecting, storing, analyzing,
and transmitting information. Reams have been written about the
impact of this technical revolution on the conduct of war, particularly
since DESERT STORM. However, most of the literature focuses primarily
on technical developments, not on how these developments impact
doctrine.
This paper will pose questions important to Air Force policy
makers and provide answers firmly grounded on concise definitions,
institutional experience, and doctrinal concepts. In the process,
it will clarify why the competition for information, which predates
the dawn of history, is suddenly a riveting national security
topic. Closer to home, this paper will also describe how Air Force
doctrine should evolve to accommodate information warfare. The
ultimate goal is a sound foundation on which to base the inevitable
changes in organizing, training, equipping, and employing military
forces and capabilities.
WHY ARE WE TALKING ABOUT INFORMATION NOW?
Because there is a technological revolution' sweeping through
information systems and their integration into our daily lives
leading to the term 'Information Age.' information-related technologies
concentrate data, vastly increase the rate at which we process
and transmit data, and intimately couple the results into virtually
every aspect of our lives. The Information Age is also transforming
all military operations by providing commanders with information
unprecedented in quantity and quality (2).
The commander with the advantage in observing the battlespace,
analyzing events, and distributing information possesses a powerful,
if not decisive, lever over the adversary.
Before continuing, we must distinguish between information
age warfare and information warfare. We make this distinction
because much of the literature treats information warfare and
advances in information technology synonymously. Information age
warfare uses information technology as a tool to impart our combat
operations with unprecedented economies of time and force (3).
Ultimately, information age warfare will affect all combat operations.
In contrast, information warfare, the point of this paper,
views information itself as a separate realm, potent weapon, and
lucrative target. Information, as we will show below, is technology
independent. However, information age technology is turning a
theoretical possibility into fact: directly (4)
manipulating the adversary's information. This is the driving
force behind this paper.
WHAT IS INFORMATION?
This question is elementary, but pivotal. It is impossible to
discuss information warfare meaningfully without rigorously defining
the central concept: information.
Information derives from phenomena. Phenomena, observable facts
or events, are everything that happens around us. Phenomena
must be perceived and interpreted to become information. Information,
then, is the result of two things: perceived phenomena (data)
and the instructions required to interpret that data and give
it meaning.
This distinction is important, and easily encompassed by a familiar
paradox: If a tree falls, but no one was around to hear it, did
it make a noise? The falling tree caused pressure waves in the
atmosphere, a phenomenon. Noise, the information denoting a falling
tree, occurs when someone's ear detects the pressure waves, creating
data, and the brain's instructions manipulate that data into the
sound recognizable as a falling tree. Within that person's context,
there is no falling tree until the person hears (or sees) it.
Phenomena become information through observation and analysis.
Therefore, information is an abstraction of phenomena. Information
is the result of our perceptions and interpretations, regardless
of the means. As falling trees make clear, to define information
requires only two characteristics:
Information: data and instructions.
Note that the definition for information is absolutely distinct
from technology. However, what we can do with information, and
how fast we can do it, is very dependent on technology. Technology
dramatically enhances our observational means, expands and concentrates
data storage, and accelerates instruction processing. We use the
following term to encompass the technology-dependent elements
associated with information:
Information Function: any activity involving the acquisition,
transmission, storage, or transformation of information.
For example, the system that tells a machine to stamp eighty
hubcaps is performing an information function. The sheet metal
press stamping those hubcaps is not.
WHAT ARE SOME MILITARY INFORMATION FUNCTIONS?
Quality information is the counter to the fog of war. As mentioned
earlier, the commander with better information holds a powerful
advantage over his adversary. Military operations make special
demands on information functions in seeking to give the commander
an information advantage.
Surveillance and reconnaissance are our powers of observation.
Intelligence and weather analysis are the bases for orienting
observations. We use those bases to form an Air Tasking Order,
which command and control operations execute and monitor in directing
the conflict. Precision navigation enhances mission performance.
Together, these are the kinds of military information functions
that enhance all military operations. Collectively, we use the
term military information functions to describe force enhancing
information functions.
Military Information Function: any information function
supporting and enhancing the employment of military forces.
This definition serves to delineate militarily important information
functions from the total universe of information functions.
WHAT IS INFORMATION WARFARE?
At the grand strategy level, nations seek to acquire, exploit,
and protect information in support of their objectives. This exploitation
and protection can occur in the economic, political, or military
arenas. Knowledge of the adversary's information is a means to
enhance our own capabilities, degrade or counteract enemy capabilities,
and protect our own assets, including our own information.
This is not new. The struggle to discover and exploit information
started the first time one group of people tried to gain advantage
over another.
Information warfare consists of targeting the enemy's information
and information functions, while protecting our own, with the
intent of degrading his will or capability to fight (5).
Drawing on the definitions of information and information functions,
we define information warfare as:
Information Warfare: any action to deny, exploit,
corrupt, or destroy the enemy's information and its functions;
protecting ourselves against those actions; and exploiting our
own military information functions (6).
This definition is the basis for the following assertions:
Information warfare is any attack against an information
function, regardless of the means. Bombing a telephone
switching facility is information warfare. So is destroying the
switching facility's software.
Information warfare is any action to protect our information
functions, regardless of the means. Hardening and defending
the switching facility against air attack is information warfare.
So is using an anti-virus program to protect the facility's software.
Information warfare is a means, not an end, in precisely the
same manner that air warfare is a means, not an end. We may
use information warfare as a means to conduct strategic attack
and interdiction, for example, just as we may use air warfare
to conduct strategic attack and interdiction.
Militaries have always tried to gain or affect the information
required for an adversary to effectively employ forces. Past strategies
typically relied on measures such as feints and deception to influence
decisions by affecting the decision maker's perceptions. Because
these strategies influenced information through the perception
process, they attacked the enemy's information indirectly. That
is, for deception to be effective, the enemy had to do three things:
- observe the deception,
- analyze the deception as reality, and
- act upon the deception according to the deceiver's goals.
However, modern means of performing information functions give information
added vulnerability: direct access and manipulation (7).
Modern technology now permits an adversary to change or create information
without relying on observation and interpretation. Here is a short
list of modem information system characteristics creating this vulnerability:
concentrated storage, access speed, widespread information transmission,
and the increased capacity for information systems to direct actions
autonomously. Intelligent security measures can reduce, but not
eliminate, this vulnerability; their absence makes it glaring.
Militaries are not inclined to trust their success to the fortunes
of war. So we must direct our information warfare efforts to more
than just targeting an adversary's information: we must also defend
our own information, and all its operations. The Air Force depends
heavily upon military information functions, making us vulnerable
to information warfare. The integrity of our military information
functions, as well as the information itself, bears heavily and
directly on the success of our military operations.
WHAT COMPRISES INFORMATION WARFARE?
Recalling the definition, information warfare consists of activities
that deny, exploit, corrupt, destroy, or protect information.
Traditional means of conducting information warfare include psychological
operations, electronic warfare, military deception, physical attack,
and various security measures.
Psychological Operations use information to affect
the enemy's reasoning.
Electronic Warfare denies accurate information to
the enemy (8).
Military Deception misleads the enemy about
our capabilities or intentions (9).
Physical Destruction can do information warfare by
affecting information system elements through the conversion of
stored energy to destructive power. The means of physical attack
range from conventional bombs to electromagnetic pulse weapons.
Security Measures seek to keep the adversary from
learning about our military capabilities and intentions (10).
The Information Age has provided new and practical means to
deny, exploit, corrupt, or destroy information (11),
as well as the vulnerabilities to make those attacks possible.
Air Force doctrine does not yet acknowledge or define these assaults
on information, which we call Information Attack.
Information Attack: directly corrupting (12)
information without visibly changing the physical entity within
which it resides.
Information attack, constrained by the definition of information,
is limited to directly altering data or instructions. It is, therefore,
just another means of conducting information warfare, one whose
immediate effects do not include visible changes to the entity
within which the information resides. That is to say, after being
subjected to information attack, an information function is indistinguishable
from its original state except through inspecting its data or
instructions (13).
HOW IS INFORMATION ATTACK DIFFERENT?
As previously described, there are two ways to influence the
adversary's information functions: indirectly and directly.
Indirect information warfare affects information by creating
phenomena, which the adversary will perceive, interpret, and act
upon. Military deception, physical attack, and OPSEC traditionally
achieved their ends indirectly (14).
For example, the goal of deception is to cause the adversary to
make incorrect decisions; deception does this by creating an apparent
reality. Generally, this entails creating phenomena for the enemy
to observer Success, however, depends on several conditional events:
the adversary actually observes the phenomenon, thereby turning
it into data; analyzes it into the desired information; and acts
upon the information in the desired manner.
Direct information warfare affects information through altering
its components without relying on the adversary's powers of perception
or interpretation. Information attack acts directly upon the adversary's
information. Since nearly all modem information functions are
themselves controlled by information, information attack may be
directed against most information functions.
Direct information warfare, the point of information attack,
acts on the adversary's information without relying on the adversary's
collection, analysis, or decision functions. It can short circuit
the OODA loop (15) through creating
observations and skewing orientation, or decapitate it by imposing
decisions and causing actions.
A short illustration will serve to demonstrate the difference
between indirect and direct information warfare applications:
Our goal, using military deception, is to make the adversary
think there is a wing of combat aircraft where, in fact, there
is none, and act on that information in a manner benefiting our
operations.
Indirect information warfare: Using military deception,
we could construct fake runways and parking areas, and generate
enough other activities to present a convincing image. We rely
on the adversary to observe the pseudo combat operation and interpret
it as real (as opposed to detecting the fake). Only then does
it become the information we want the adversary to have.
Direct information warfare: Conversely, if we use information
attack to create the pseudo combat wing in the adversary's store
of information, the result-deception-is precisely the same. But
the means to that result, never mind the resources, time, and
uncertainty, are dramatically different.
WHAT IS THE OTHER EDGE OF THE INFORMATION WARFARE SWORD?
The defensive side of information warfaresecurity measures aimed
at protecting information-prevents an adversary from conducting
successful information warfare against our information functions.
Current security measures such as OPSEC and COMSEC are typical
means of preventing, detecting, and subverting an adversary's
indirect actions on our military information functions. In contrast,
security measures such as COMPUSEC encompass preventing, detecting,
and subverting direct information actions on our information functions.
Future security measures must evolve as information technology
advances. Consequently, new-measures will likely take forms entirely
different from today's security measures, rooted as they are in
previous security requirements. As the simple examples in this
paper illustrate, we must avoid falling victim to profound, debilitating
effects of direct information warfare.
WHY IS INFORMATION WARFARE IMPORTANT TO THE USAF?
Two reasons. First, because information warfare offers important
means to accomplish Air Force missions. Second, because the widespread
integration of information systems into Air Force operations makes
our military information functions a valuable target set.
A hypothetical example using information attack shows how information
warfare might accomplish a typical Air Force mission:
Interdiction prevents or delays essential resources from reaching
combat units. One approach to interdiction is wrecking bridge
spans using laser-guided bombs. Alternatively, we might be able
to alter the adversary planners' information, falsely categorizing
the bridges as destroyed, causing the planners to reroute forces
and supplies. Each means performs interdiction; information attack
offers the possibility of achieving our goal while consuming fewer
resources or without exposing our assets to attack.
As an example emphasizing the need for robust defenses against
information warfare, imagine the chaos that would ensue should
an adversary manage to penetrate our time-phased force deployment
database. Subtle changes in it could be sufficient to bring our
power projection capabilities to a near standstill.
HOW SHOULD WE CHANGE AIR FORCE DOCTRINE TO ACCOMMODATE INFORMATION
WARFARE?
Presently, Air Force doctrine recognizes air warfare and space
warfare. However, the doctrine doesn't identify separate missions
for air warfare or space warfare. Instead, both cut across all
roles and missions. Similarly, information warfare cannot be pigeonholed
as a single mission. To do so would fail to completely integrate
information warfare into Air Force doctrine.
Recall that missions are operational tasks performed to achieve
military objectives. Air warfare is a means, defined by the environment,
to execute those missions. There are three objectives of air warfare:
- control the air while protecting our forces from enemy
action,
- exploit control of the air to employ forces against
the enemy, and,
- enhance our overall force effectiveness.
In our doctrine, the objectives of control, exploit, and
enhance translate into the roles of aerospace control, force
application, and force enhancement.
In many respects, one can consider information as a realm, just
as land, sea, air, and space are realms (16)
information has its own characteristics of motion, mass, and topography,
just as air, space, sea, and land have their own distinct characteristics
(17). There are strong conceptual
parallels between conceiving of air and information as realms.
Before the Wright brothers, air, while it obviously existed, was
not a realm suitable for practical, widespread military operations.
Similarly, information existed before the Information Age. But
the Information Age changed the information realm's characteristics
so that widespread military operations within it became practical.
Information warfare, like air warfare, is the means defined
by the environment to execute military missions. There are three
objectives of information warfare:
- control the information realm so we can exploit it
while protecting our own military information functions from
enemy action,
- exploit control of information to employ information
warfare against the enemy, and,
- enhance overall force effectiveness by fully developing
military information functions.
The first objective of information warfare, to control
the realm so we can exploit it while protecting our own military
information functions from enemy action, contributes significantly
to controlling the combat environment. Presently, Air Force doctrine
recognizes two missions to control the combat environment: counterair
and counterspace. Counterair comprises missions whose objectives
are control of the air; counterspace comprises those missions whose
objectives are control of space. Clarity and consistency require
we term those activities dedicated to controlling information as
counterinformation.
Counterinformation: actions dedicated to controlling
the information realm.
Further, counterinformation, like counterair and counterspace,
has both offensive and defensive aspects. Offensive counterinformation
enables us to use the information realm and impedes the adversary's
use of the realm. Typical means include physical attack, military
deception, psychological operations, electronic warfare, and information
attack. Defensive counterinformation includes both active and
passive actions to protect ourselves from the adversary's information
warfare actions. Defensive counterinformation is accomplished,
for instance, through physical defense, physical security, hardening,
OPSEC, COMSEC, COMPUSEC, and counterintelligence.
Successful aerospace control enables us to use the air and space
realms without suffering substantial losses, and inflict substantial
losses on the enemy's use of those realms. Counterinformation,
working with counterair and counterspace, seeks to create such
an environment.
The second objective of information warfare is to exploit
our control of information. In air warfare's force application
role, the missions of strategic attack, interdiction, and close
air support exploit air control. Similarly, information warfare
might also be used to achieve the same ends. We have already cited
an example of how information warfare can perform interdiction.
It can also perform strategic attack:
Suppose we want to limit the enemy's long-term mobility by restricting
his POL resupply. We first identify his refineries as the most
suitable target to achieve this goal. Through research we further
identify the specific refineries comprising most of his production
capacity. For each refinery, we find there is one critical cracking
tower. We mount a strike and, with admirable economy of force,
put the refineries out of operation by destroying just those towers,
while leaving everything else untouched. This is a classic example
of strategic attack.
Same situation. Like all modern refineries, these have extensive
automated control systems. These extensive information functions
offer a potential target for information warfare. Early in the
conflict we performed an offensive counterinformation mission
by penetrating and characterizing the refinery's automated control
system. In the process, we uncovered several vulnerable information
dependencies, giving us the means of affecting the refineries'
operations at a time of our choosing. Later in the conflict, combined
with interdiction and ground maneuvers, we choose to exploit one
of the vulnerabilities. We have just disabled their refineries.
This, too, is a classic example of strategic attack.
Information technology is already tightly woven with our military
operations, providing heretofore unimaginable amounts of information.
Exploiting this information has provided us striking capabilities;
relying on it inevitably creates potentially crippling vulnerabilities.
This, coupled with advances in the ability -to both locate and
destroy command and control (C2) nodes makes C2, more than ever,
a lucrative target set. History has shown successful militaries
can achieve striking success through paralyzing the enemy's ability
to exercise command and control. Airmen have always considered
this an important objective and expended much effort against C2
(18). For these reasons, the
efforts to disrupt and destroy the adversary's command and control
elements have prompted us to identify a separate mission under
force application.
C2 Attack: any action against any element of the enemy's
command and control system.
The third objective of information warfare is to develop
information functions to enhance total force effectiveness.
Previously we described military information functions as supporting
the employment of military forces. Our current doctrine does not
include such a mission. To fill that void, we will include information
operations under force enhancement. Some examples of information
operations are: surveillance, reconnaissance, command and control,
communications, combat identification, intelligence, precision
navigation, and weather. The distinguishing characteristic of
the information operations mission is that it deals primarily
with information as both its resource and product.
Information Operations: any action involving the acquisition,
transmission, storage, or transformation of information that enhances
the employment of military forces.
Since we require relevant, accurate, and timely information
for everything we do, information operations support the
conduct of missions across all four roles', from aerospace control
to force support. Information operations provide commanders the
ability to observe the battlespace, analyze events, and direct
forces. information operations provide logisticians the ability
to know what is in inventory, and where it is needed. Information
operations provide the flight lead the ability to know where the
target is, its defenses, and select the most appropriate weapon.
In sum, information warfare cuts across all Air Force roles
and missions. It is another means to conduct our traditional missions.
However, there are three additional operational tasks that information
warfare enables us to execute which are not suitably addressed
by our current doctrine: counterinformation, C2 Attack, and information
operations. Similarly, we elected to delete two missions no longer
relevant under regrouped missions: electronic combat, previously
under force enhancement, is now subsumed by information warfare;
surveillance and reconnaissance are now considered instances of
information operations. However, this list is by no means exhaustive.
As this paper's title conveys, the ideas contained herein provide
the cornerstones, not the entire building. Invariably, as the
Air Force fully accommodates the information technology revolution,
additional operational tasks may arise which will in turn warrant
adding or removing missions. To the extent these cornerstones
continue to provide a valid litmus test for information warfare,
all new missions need to meet and pass it.
WHAT IS THE RELATIONSHIP BETWEEN INFORMATION WARFARE AND COMMAND
& CONTROL WARFARE?
The focus of information warfare is any information function,
whether it is C2, a refinery's control system, or a telephone
switching station. C2 represents only part of the universe of
military information functions. The Joint Staff defines command
and control:
Command and Control: the exercise of authority and
direction by a properly designated commander over assigned forces
in the accomplishment of the mission. [joint Pub 1-021
Command and control warfare (C2W) only addresses activities
directed against the adversary's ability to direct the disposition
and employment of forces, or those which protect the friendly
commander's ability to do so. As we have illustrated, information
warfare not only attacks the C2 process, but it also attacks the
enemy's combat power itself. Conversely, by definition, C2W is
not associated with reducing or nullifying the ability or desire
of combat units to execute their orders. Tactical psychological
operations and electronic countermeasures self-protection hinder
the ability of units to execute orders. But they in no way affect
commanders' ability to issue orders to those units, nor their
ability to receive those orders.
Although extraordinarily important, the JCS's policy of Command
and Control Warfare is only a particular application of information
warfare. For the military to concentrate only on C2W would be
ignoring other legitimate target sets. Therefore, information
warfare, and its attendant organizing, training, and equipping
issues, is essential to fully effective C2W.
IS INFORMATION WARFARE IMPORTANT ONLY TO THE AIR FORCE?
We have established that information warfare is important to
the Air Force for two reasons. First, since our military information
functions present a valuable target set, we must make commensurate
defensive efforts. Second, as the examples in this paper show,
information warfare is a potential means to achieve typical Air
Force ends: strategic attack, interdiction, etc. More fundamentally,
the Air Force already does information warfare through
such systems as the EF-111 and Compass Call.
But in a broader sense, information warfare might be a means
to conduct any mission the services already conduct - and the
services are best positioned to choose the best means for their
ends. Each service has its own unique operational demands. After
all, the Army is best qualified to decide which means are best
suited for pursuing the goals the joint Force Commander apportions
to the Army.
As a result of its service-unique expertise, its own OODA loop
requirements, logistics, etc., each service has information warfare
concerns. In developing the doctrinal constructs in this paper,
we used airpower terminology and examples. That is our background,
those are the terms and the environment with which we are familiar.
But the argument we present is not dependent on terminology.
Replacing Air Force terms with Army or Navy terms would leave
the conclusions unchanged.
CONCLUSION
The information revolution, startlingly fast as it is, shows
no signs of slowing. As the Air Force becomes more technologically
sophisticated, it becomes more technologically dependent. We need
to use that technological sophistication to avail ourselves of
all the opportunities that information, as a target, presents.
We also need to be aware that our technical dependencies represent
potentially crippling vulnerabilities. Sophisticated, robust,
multi-layered defenses for our military information functions
may well be what separates us from joining the sorry league of
military failures.
Information, combined with modern information functions, has
distinct characteristics that warrant it being considered a realm,
just as land, sea, air, .and space are realms. Information warfare
does not fill a discrete place in Air Force doctrine. just like
air warfare, information warfare can be part of many AFM 1 -1
missions. just as when space warfare was integrated into Air Force
doctrine, viewing information as a realm now leads us to add several
missions:
Counterinformation: controlling the information realm.
C2 Attack: any action against the enemy's command
and control system.
Information Operations: any action involving the acquisition,
transmission, storage, or transformation of information that enhances
the employment of military forces.
Since World War 1, airmen have had to control the air environment
effectively to employ airpower. What is more, air and space superiority
are virtually a sine qua non for employing ground and naval
forces. Information is the next realm we must control to operate
effectively and with the greatest economy of force.
At the outset we stated the competition for information is as
old as man's first conflict. It involves increasing and protecting
our own store of information while limiting and penetrating the
adversary's. The recent explosion in information technologies
is prompting the current discussion in and outside government
on the topic of information warfare - targeting the enemy's information
functions, while protecting ours, with the intent of degrading
his will or capability to fight.
For airmen, controlling the combat environment is job One. With
the advances in information technology, airmen must pursue information
superiority just as they do air and space superiority. Only with
these realms under our control can we effectively employ all
our combat assets. Military information functions are essential
to our combat operations-they are a tool for achieving the Joint
Force Commander's campaign objectives. Targeting the enemy's information
functions keeps him from achieving his.
In this paper we have laid out information warfare's doctrinal
foundation. Our goal is to provide a sound and widely accepted
basis from which we can adapt Air Force doctrine to the Information
Age. The ultimate aim? Incorporating information warfare into
the way the Air Force organizes, trains, equips, and employs.
DEFINITIONS
C2 Attack: Any action against any element of the enemy's
command and control system.
Command and Control: The exercise of authority and
direction by a properly designated commander over assigned forces
in the accomplishment of the mission.
Counterinformation: Actions dedicated to controlling
the information realm.
Defensive counterinformation: Actions protecting our
military information functions from the adversary.
Direct Information Warfare: Changing the adversary's
information without involving the intervening perceptive and analytical
functions.
Indirect Information Warfare: Changing the adversary's
information by creating phenomena that the adversary must then
observe and analyze.
Information: Data and instructions.
Information Attack: Directly corrupting information
without visibly changing the physical entity within which it resides.
Information Function: Any activity involving the acquisition,
transmission, storage, or transformation of information.
Information Operations: Any action involving the acquisition,
transmission, storage, or transformation of information that enhances
the employment of military forces.
Information Warfare: Any action to deny, exploit,
corrupt, or destroy the enemy's information and its functions;
protecting ourselves against those actions; and exploiting our
own military information functions.
Military Information Function: Any information function
supporting and enhancing the employment of military forces.
Offensive counterinformation: Actions against the
adversary's information functions.

Source http://www.af.mil/lib/corner.html
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