
13 February 2004
New Air Security System Respects Travelers' Privacy, U.S. Says
Homeland Security Dept. addresses misperceptions about CAPPS II
system
The Department of Homeland Security (DHS) says its new air passenger
prescreening system, known as CAPPS II and designed to protect
the commercial aviation system from terrorist threats, will not
be used to track individuals or to create profiles based on race,
ethnicity or religion. Following is the DHS February 13 fact sheet
addressing misperceptions about CAPPS II:
(begin fact sheet)
Department of Homeland Security
CAPPS II: Myths and Facts
February 13, 2003
Myth: CAPPS II will be the first national intelligence-gathering
database.
Fact: CAPPS II is not an intelligence-gathering database. It is
a prescreening system that will assess the likelihood that travelers
are who they claim to be and perform a risk assessment to detect
individuals who may pose a terrorist-related threat or who have
outstanding Federal or state warrants for crimes of violence.
CAPPS II modernizes an existing program that was created in 1997
as an additional measure to help prevent a terrorist attack on
passenger aircraft. In the wake of September 11th, Congress, through
the Aviation and Transportation Security Act (ATSA) directed the
Transportation Security Administration (TSA) to improve the system.
CAPPS II will only retain data for a short period after the completion
of a U.S. person's itinerary. The system simply does two things:
(1) It assesses the identity of every passenger by matching limited
information about the traveler (including name, date of birth,
address, and phone number) with commercially available information.
This check is done between databases outside of a government firewall.
CAPPS II will not bring any information contained in the commercial
databases into the government's system and the commercial databases
are prohibited from keeping or using the information provided by
CAPPS II.
(2) CAPPS II also performs a risk assessment, including a check
against lists of terrorists and known or suspected threats, to
detect individuals who may pose a terrorist-related threat or who
have outstanding Federal or state warrants for crimes of violence.
Once the system has computed a traveler's risk score, it will
send an encoded message to be printed on the boarding pass indicating
the appropriate level of screening. Eventually, this information
is planned to be transmitted directly to screeners at security
checkpoints.
Myth: Once I buy a plane ticket, CAPPS II will seek out information
about my life (travel patterns, purchases, living habits).
Fact: CAPPS II will not use data mining techniques to profile
and track citizens. Except for the slightly expanded Passenger
Name Record (PNR) data that air carriers and reservation systems
will collect, CAPPS II will not collect additional personal information
about the traveler. In addition, with rare exceptions, all data
created by the CAPPS II system, including risk scores, will be
destroyed shortly after the completion of a U.S. person's travel
itinerary.
Myth: Once CAPPS II is put in place I will have to submit a significant
amount of personal information when I book a flight.
Fact: CAPPS II will require PNR information from the airlines,
which will be required to include information such as full name,
home address, home phone number, and date of birth.
Myth: Airline employees will be able to view my personal information
when I check in for a flight.
Fact: Airline employees already see the PNR that is in an airline's
system. The difference with CAPPS II is that airlines will be required
to include a passenger's full name, home address, home phone number,
and date of birth in the passenger's PNR. The only CAPPS II data
to be printed on a passengers' boarding pass will be an encoded
field that indicates what level of screening should be conducted.
Myth: If I have bad credit I will be flagged in CAPPS II.
Fact: CAPPS II will not review creditworthiness, as it has no
correlation to whether an individual is a terrorist or other security
risk.
Myth: If I have moved recently or use a Post Office Box as my
address I will be flagged by CAPPS II.
Fact: CAPPS II uses a number of public commercial databases to
confirm your identity. A simple address change alone would not
elevate an individual's risk score.
Myth: CAPPS II will track where and when I travel and will store
that information.
Fact: For U.S. persons, information will only be kept for a short
period after completion of the travel itinerary, and then it will
be permanently destroyed. The prescreening process will be conducted
anew each time you fly.
Myth: If I am flagged for secondary screening I will be questioned
by local law enforcement.
Fact: Under the current CAPPS I, certain individuals are already
flagged for secondary screening at the TSA checkpoint. Under CAPPS
II, a much smaller percentage of all travelers will be flagged
for secondary screening by TSA. Furthermore, it is only those who
are assessed as a high risk who will be referred to law enforcement,
not those flagged for secondary screening.
Myth: If the system flags me as a threat to aviation I will have
no recourse to verify that I am not a threat.
Fact: With CAPPS II, there will be a redress process established,
to include a Passenger Advocate. The Passenger Advocate will focus
on assisting passengers who feel that they have been incorrectly
or consistently prescreened. Since CAPPS II will be a centralized
government-run system, rather than a decentralized system implemented
by over 70 airlines, CAPPS II will provide the opportunity for
a more efficient and effective disposition of passenger complaints.
The passenger authentication process that CAPPS II will provide
will eliminate many of the mistaken identity situations that airline
travelers currently face under the pre-screening system that the
airlines now operate.
Myth: CAPPS II will use racial profiling to identify travelers
who pose a threat.
Fact: CAPPS II will absolutely not profile based on race, ethnicity,
religion or physical appearance.
Myth: Contractors working for TSA will be able to use my personal
information for commercial or for-profit uses (for example, sell
my personal information to car companies).
Fact: TSA contactors are contractually prohibited from selling
or retaining a passenger's personal information for commercial
purposes.
Myth: CAPPS II will run a criminal background check on every passenger.
Fact: No, CAPPS II will NOT run a criminal background check on
every passenger. Instead, CAPPS II will perform an identity authentication
and a risk assessment. Specifically, CAPPS II will do two things:
-- It will assess the identity of every passenger by matching
limited information about the traveler, including name, date of
birth, address, and phone number, with commercially available information.
This check is done between databases outside of a government firewall.
CAPPS II will not bring any information contained in the commercial
databases into the government's system.
-- CAPPS II also performs a risk assessment, including a check
against lists of terrorists and known or suspected threats, to
detect individuals who may pose a terrorist-related threat or who
have outstanding Federal or state warrants for crimes of violence.
Myth: If a passenger has several speeding tickets or misdemeanors
on his/her record, does this mean that he or she cannot fly?
Fact: No, a speeding ticket or misdemeanor in and of itself will
not bar a passenger from flying. CAPPS II will assess a passenger's
identity and perform a risk assessment. T he aggregated information
will determine screening level. In the rare instances where a particular
traveler has been identified as having known or suspected links
to terrorism, or an outstanding warrant for violent criminal behavior,
appropriate law enforcement officers will be notified.
Myth: TSA cannot move forward in its plans for CAPPS II until
the GAO report that Congress requested is issued on Feb. 15.
Fact: The current legislation states that TSA can move forward
in testing CAPPS II. CAPPS II is scheduled to be implemented after
testing and after Congressional requirements are met.
Myth: CAPPS II can be easily thwarted by identity fraud.
Fact: The CAPPS II design includes an information-based identity
assessment process similar to what is done today in the commercial
sector when, for example, a person purchases a cellular telephone,
opens a bank account, or acquires a credit card. This is a substantial
addition to the current identity verification process.
(end fact sheet)
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