
05 March 2004
State Dept. Says Visa Waiver Countries Will Miss Passport Deadline
Official estimates surge of 5.5 to 8 million visa applications
"Virtually all" of the 27 nations participating in the
U.S. visa waiver program have indicated they will be unable to
meet an October 26, 2004 deadline requiring that they issue machine
readable passports that incorporate biometric identifiers, according
to the State Department's Assistant Secretary for Consular Affairs
Maura Harty.
In March 4 testimony before the House Committee on Government
Reform on implementation of the US-VISIT (United States Visitor
and Immigrant Status Indicator Technology) program, Harty told
lawmakers, "very few, and potentially no," Visa Waiver
Program (VWP) countries will be able to meet the legislatively
mandated deadline of the Border Security Act.
The law requires that VWP countries issue only machine-readable
passports incorporating biometric identifiers that comply with
the standards established by the International Civil Aviation Organization
as of October 26, 2004. This means that travelers from these countries
will have to have a visa to enter the United States after October
26, if they do not have the new type of passport -- or if Congress
does not extend the deadline.
Under the Visa Waiver Program, citizens of certain countries are
able to enter the United States for tourism or business for 90
days or less without obtaining a visa. The new requirements for
machine-readable passports are an anti-terrorism measure.
"Although VWP country governments share a commitment to making
this change, and all are to varying degrees making progress toward
complying with the requirement, virtually all Visa Waiver countries
have indicated they will be unable to meet the deadline," she
said.
Harty said the United States has taken a leadership role within
ICAO working groups to advocate the successful inclusion of biometrics
in travel documents, and she "vigorously encouraged" VVP
countries to issue biometric passports by the October 26 deadline;
but she noted that many of the VWP countries are encountering the
similar problems as the United States has experienced in introducing
embedded biometrics into the U.S. passport. These problems include:
ICAO resolution on security matters, interoperability of readers
and passports, chip procurement and supply difficulties, and testing
to ensure that the chips work successfully through the valid life
of the passport, usually 10 years, she said.
"ICAO's decision to make facial recognition technology the
standard passport biometric was not made until May 2003, leaving
VWP countries only 17 months to bring a biometric passport from
design to production, a process that normally takes years," added
Harty.
The assistant secretary said that the United States program to
introduce "contactless chips" -- electronic chips that
include the passport bearer's biographic information and photograph
-- should produce the first U.S. biometric passports using ICAO's
standard of facial recognition in October 2004. "We hope to
complete the transition to [U.S.] biometric passports by the end
of 2005," said Harty.
In response to a question, Harty said if the Visa Waiver countries
are held to the deadline as the law currently requires, the State
Department estimates there may be some 5.5 to 8 million additional
visa applications, nearly double last year's workload.
She added that "in the short term... we would see a serious
impact on business travel, on academic institutions, on travel
and tourism to this country. We will do our very best to facilitate
the travel of those who are in emergency situations, those who
have time-sensitive travel, but there will be a serious impact
on the Visa Waiver countries and on our abilities to provide services
to them in the short term."
The 27 countries currently in the VWP are: Andorra, Australia,
Austria, Belgium, Brunei, Denmark, Finland, France, Germany, Iceland,
Ireland, Italy, Japan, Liechtenstein, Luxembourg, Monaco, Netherlands,
New Zealand, Norway, Portugal, San Marino, Singapore, Slovenia,
Spain, Sweden, Switzerland, and the United Kingdom.
More information about the VWP is available at: http://travel.state.gov/vwp
Following is the text of Harty's remarks, as prepared for delivery:
(begin text)
Statement by Assistant Secretary of State for Consular Affairs
Maura Harty
Before the House Committee on Government Reform
"
A Look at the Goals and Challenges of the US-VISIT Program"
March 4, 2004
Washington, D.C.
Mr. Chairman and Members of the Committee:
Thank you for inviting me to testify before you today on the Bureau
of Consular Affairs' Visa Biometric Program and our role in implementing
Section 303 of the Enhanced Border Security and Visa Entry Reform
Act. The Department of State's visa work abroad constitutes a vital
element in providing for our national border security. We have
no higher responsibility than the protection of our citizens and
safeguarding our country's borders through the visa process. The
consular officers of the Foreign Service who adjudicate visas at
our embassies and consulates abroad are truly our first line of
defense. Through them, our goal is to push the very borders of
the United States out as far from our shores as possible to stop
a problematic or questionable traveler overseas. The Biometric
Visa Program allows us to do just that by enhancing the integrity
of the visa process and by helping consular officers identify visa
applicants already known to U.S. law enforcement.
As you know, Section 303 of the Enhanced Border Security and Visa
Entry Reform Act requires that no later than October 26, 2004,
the Secretary of State issue to aliens only visas that use biometric
identifiers. To comply with this requirement with respect to nonimmigrant
visas, the State Department began deployment of the Biometric Visa
Program on September 22, 2003. I am pleased to report that the
program is now operational at more than 80 visa-adjudicating posts.
The program will be in effect at all visa-adjudicating posts by
October 26 of this year. We also began issuing biometric immigrant
visas last month and will have this program operational at all
immigrant visa-adjudicating posts by the same date.
Our Biometric Visa Program complements and reinforces the Department
of Homeland Security's US-VISIT Program, which tracks the entry
and exit of foreign visitors by using electronically scanned fingerprints
and photographs. Together this system, which begins with consular
offices collecting electronically scanned fingerprints at consular
sections abroad and continues with DHS's US-VISIT program at ports
of entry and departure, will create a coordinated and interlocking
network of border security in which the American people can have
confidence.
Consular officers abroad oversee the fingerprint enrollment of
the visa applicants with fingerprint scanners at the visa interview
windows. Enrollment time averages about 30 seconds. As soon as
the fingerprints are enrolled they are sent electronically, along
with the photo of the applicant and biographic data, to the Consular
Consolidated Database (CCD) in Washington. The CCD relays the fingerprint
files to DHS's IDENT system over a reliable, direct transmission
line, which sends the results back to the CCD for relay back to
the post. To date, seven pilot posts (Sanaa, Riyadh, Kuwait City,
Jeddah, San Salvador, Hong Kong, and Recife) are checking against
the IDENT database and we are bringing the others on-line as quickly
as possible. For those pilot posts, no visa can be issued until
a response of no derogatory information found is returned from
the IDENT system. Until such information from IDENT is received,
the visa system is locked with regards to that visa application.
For the remaining posts, the IDENT checks are being reviewed in
the Department and posts are notified of any hits.
If the fingerprints match fingerprints provided by the FBI in
the IDENT lookout database, the IDENT system returns to the post
an FBI file number. At present, Consular officers have no easy
access to the FBI record associated with that file number. As an
interim procedure, we are processing such cases through our National
Visa Center, where an FBI official receives and analyzes the FBI's
records and then forwards the information to post. We are discussing
means to enhance the efficiency of the process with the FBI, so
that consular officers in the field will have more direct access
to National Crime Information Center (NCIC) information that will
be of use in adjudicating the visa to conclusion.
If there is no match against the IDENT lookout database, then
the visa applicant's fingerprints are stored in the US-VISIT database
in IDENT, and a fingerprint identification number (FIN) is returned
to the post. Once the visa has been issued, our nonimmigrant visa
system sends to the DHS Interagency Border Inspection System (IBIS)
the issued visa data, including the visa applicant's photo and
the fingerprint identification number. When the visa applicant
arrives at a port of entry, the US-VISIT system will use the fingerprint
identification number to match the visa with the file in IDENT,
and will compare the visa holder's fingerprints with those on file.
This one-to-one fingerprint comparison ensures that the person
presenting the visa at the port of entry is the same person to
whom the visa was issued.
Since we have only recently begun to incorporate biometrics into
the U.S. visa adjudicating process, we have taken steps to ensure
the continued integrity of those visas issued without biometrics.
There are currently some 20 million valid nonimmigrant visas that
are not biometric visas. To ensure the integrity of these valid
visas that do not have associated biometric data captured at visa
issuance, we have upgraded our visa datashare program for use at
primary inspection under US-VISIT. Under visa datashare, the biographic
data and photo from the issued nonimmigrant visa are stored on
the IBIS computer. When the DHS officer scans the visa at primary
inspection, the photo and biographic data of the applicant are
extracted from the database and projected on the screen. If the
traveler has altered the photo on the visa, the DHS officer will
be able to make a comparison with the original photo. In one such
case under US-VISIT, a woman's photo appeared on the screen, but
the traveler presenting the visa was a man. If the visa is a complete
counterfeit, nothing will appear on the DHS officer's screen. In
this way, US-VISIT is combating fraud and protecting the integrity
of the U.S. visa. The process for the biometric immigrant visa
will be very similar. The visa itself will be printed on a tamper-resistant
document. There will be reliable datashare with DHS so that the
DHS inspector at the port of entry can verify the identity of the
traveler and the authenticity of that individual's status as a
new immigrant.
Just as we are committed to the most secure adjudication process
and documentation to support the visa process, the same is true
in terms of what I consider to be the world's most valuable document--the
U.S. passport. The legislative requirements of the Border Security
Act apply only to passports issued by Visa Waiver Program (VWP)
countries, but not the U.S. passport. We recognize that convincing
other nations to improve their passport requires U.S. leadership
both at the International Civil Aviation Organization (ICAO) and
by taking such steps with the U.S. passport. Embedding biometrics
into U.S. passports to establish a clear link between the person
issued the passport and the user is an important step forward in
the international effort to strengthen border security. To this
end, we are introducing "contactless chips" into U.S.
passports, electronic chips on which we will write the bearer's
biographic information and photograph. Our program should produce
the first biometric U.S. passports using ICAO's standard of facial
recognition in October of this year and complete the transition
to biometric passport by the end of 2005.
The Border Security Act also established October 26, 2004, as
the date by which VWP countries must issue to their nationals only
machine-readable passports (MRP) incorporating biometric identifiers
that comply with the standards established by ICAO. ICAO's decision
to make facial recognition technology the standard passport biometric
was not made until May 2003, leaving VWP countries only 17 months
to bring a biometric passport from design to production, a process
that normally takes years. Very few, and potentially no, VWP countries
will be able to meet the legislatively mandated deadline by which
to issue to their nationals only machine-readable passports (MRP)
incorporating biometric identifiers that comply with the standards
established by the ICAO. Although the VWP country governments share
a commitment to make this change, many of them are encountering
the same problems being experienced by the Department of State
in our effort to introduce embedded biometrics into the U.S. passport.
These issues include ICAO resolution on security matters, interoperability
of readers and passports, procurement and chip supply difficulties,
as well as comprehensive testing to ensure that the chips work
successfully and that they will continue to do so through the validity
of the passport, which is 10 years in most cases.
We have vigorously encouraged VWP countries to issue biometric
passports by the October 26, 2004, deadline. The U.S. has played
a leadership role in ICAO working groups to advocate the successful
inclusion of biometrics in travel documents. In the G8 we strongly
advocated support for ICAO leadership in biometrics and participated
fully in a special working group on biometrics established by the
G8 ministers of Home and Justice Affairs. We are fully engaged
in the group of 5 (US, UK, New Zealand, Australia, Canada) in which
there are continuing discussions on progress reports on each country's
efforts to produce the passport. On the margins of international
conferences, we have had repeated meetings with VWP representatives
to explain the process; at trade conferences, State Department
officials have made many public appearances to educate VWP government
representatives about the requirements and deadlines. Many VWP
countries have sent representatives to Washington to meet with
U.S. government representatives and had full and open discussions
on the issue. In testament to our efforts, all VWP countries are
making varying degrees of progress toward complying with the biometric
requirement. Despite our efforts, however, almost none will meet
the October 26, 2004, deadline. None of the larger countries (Japan,
the U.K., France, Germany, Ireland, Italy or Spain, for example)
will begin issuing passports with biometrics by October 26. Japan
and the United Kingdom say they will begin in late 2005; others
may not come on-line until a year after that.
Since travelers from VWP countries with passports issued on or
after October 26, 2004, that do not contain biometrics will need
visas to travel to the U.S., we estimate that the demand for nonimmigrant
visas will jump by over five million applications in FY 2005, nearly
double last year's workload. Biometrically enhanced passports will
add to border security, and we are heartened by the commitment
by these countries to developing the passports as quickly as possible
and by their progress to date.
The inclusion of biometrics in international travel documents
is an important step in continuing to improve our ability to verify
the identity of prospective travelers to the United States, especially
individuals who might be terrorists, criminals, or other aliens
who present a security risk to the United States. The Department
of State is working hand in hand with our colleagues at the Department
of Homeland Security to ensure that we have a system that facilitates
legitimate international travelers and properly identifies those
who pose a threat to prevent them from entering our country. The
continued commitment to ensuring the sanctity and security of our
borders and our nation is the number one priority.
(end text)
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